Pump Court

Regulatory

Our regulatory barristers frequently advise individuals and corporate bodies on various regulatory issues.

We also advise and represent clients before courts and tribunals when required (see also Professional Discipline). Compliance advice is given over a wide area including:

  • Financial services legislation and the FCA COB
  • The Bribery Act (policies and procedures to prevent bribery)
  • Suspicious activity reports in the regulated sector
  • Reports to money laundering officers
  • Corporate governance and reporting (POCA)
  • Health & Safety Law
  • Environmental Law
  • Money Laundering, the Proceeds of Crime Act 2002 and the Money Laundering Regulations
  • Solicitors’ Regulation, in particular Conduct and the Solicitors Accounts Rules, including:
    • Responsibilities of the COLP (Compliance Officer for Legal Practice
    • Duties of the COFA (Compliance Officer for Finance and Administration)
  • Professional conduct:
    • Solicitors’ Regulatory Authority (SRA)
    • General Medical Council (GMC)
    • General Dental Council (GDC)
    • General Optical Council (GOC)
    • Accountants (e.g. ICEAW) and Actuaries (AADB)
    • Insolvency Practitioners (IPA)
  • Trade sanctions
  • Corporate governance where issues of exposure to criminal or regulatory proceedings may arise.

This is not an exhaustive list. Please contact our clerks for further information and assistance.

Get in touch

For further information and enquiries please contact our clerks team.

Call: +44 (0)20 7440 8888
Email: clerks@2bedfordrow.co.uk

Paul Rodgers

Clerk: Paul Rodgers
Telephone: +44 (0)7894 125 434
Email: Click here


Latest Regulatory news and publications

Blog, Equality & Diversity 26th May 2016

Regulatory Appeals – An Alternative Forum

The Court of Appeal[1] in Michalak v General Medical Council[2] has endorsed an alternative route of appeal to the...

Cases 5th Apr 2014

UKCP v C

Tom Daniel acted for the UKCP in an appeal out of a decision by the Preliminary Enquiry Committee.

Cases 28th Mar 2013

WASU v GDC

Sandesh Singh appeared for the regulator in a Part 54 appeal against factual findings of forgery and manipulation of...

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