Pump Court

Financial Services

Our barristers have represented clients before the Regulations Decisions Committee with success and have negotiated settlements with the FCA to the advantage of their clients.

In addition, our barristers have been sought out for advice relating to the FCA’s investigatory powers, the FCA’s powers to require attendance for interview and the compulsory answering of questions.

Our barristers have expertise in financial services law and practice, offer advice and representation in relation to investigations, meetings of the Regulatory Decisions Committee appeals to the Upper Tribunal and criminal prosecutions brought under the provisions of the Financial Services legislation.

Our experience includes advice and/or representation in the following areas:

  • Insider dealing
  • Market abuse
  • Breaches of the FCA COB
  • Conduct of business in breach of the General Prohibition in Section 19 FSMA 2000
  • The unauthorised accepting of deposits in the course of business
  • Boiler Room activity
  • Certification proceedings for non-compliance with FSA investigations
  • Compelled interviews, interviews under caution, voluntary interviews
  • Representation at the Regulatory Decisions Committee of the FCA
  • Unauthorised management of investments
  • Criminal prosecutions brought by the FCA

Get in touch

For further information and enquiries please contact our clerks team.

Call: +44 (0)20 7440 8888
Email: clerks@2bedfordrow.co.uk

Paul Rodgers

Clerk: Paul Rodgers
Telephone: +44 (0)7894 125 434
Email: Click here

Latest Financial Services news and publications

News 31st Dec 2020

Chambers congratulates our successful applicants to the SFO Panel

Chambers is pleased to announce that the Serious Fraud Office has appointed to its Panel of Counsel for 2021-2024:...

Cases 14th Feb 2018

Charlotte Brewer appears in first ever Consumer Credit prosecution brought by the FCA

Charlotte Brewer was instructed by the Financial Conduct Authority as junior counsel in the first ever criminal...

Cases 31st Mar 2016

LIBOR

Successfully defended in the SFO prosecution of a former broker (Noel Cryan) charged with LIBOR rigging. The case,...

Cases 2nd Dec 2015

Acquittal in £20 million ‘land banking’ conspiracy

Timothy Kendal and Thomas Daniel, instructed by Simon Rose of Morgan Rose, secured the acquittal of the first and lead...

Blog 20th Oct 2014

Recent talk given by Brian Altman QC on the UK’s approach to FATCA

When I was first asked by Michael to talk on this subject I hoped he was asking me to address you not on "FATCA" but...

Blog 25th Jun 2014

The Foreign Exchange Fix

Key Points Banks do not manipulate the fix, they manage it. Traders could collude, but they have to co-operate to...

View all related news

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