FSA v Merrill Lynch Broker

Tim Kendal, instructed by Ian Ryan (Head of Business Crime and Professional Discipline at Finers Stephens Innocent), represented Alexis Stenfors a senior trader with Merrill Lynch. Mr Stenfors was accused of having mis-marked his positions by more than $100 million. The case was settled at an early stage by the FSA imposing a 5 year prohibition. Crucially, the FSA did not conclude that Mr Stenfors had acted dishonestly.

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